0000905718-13-000138.txt : 20130426 0000905718-13-000138.hdr.sgml : 20130426 20130426170956 ACCESSION NUMBER: 0000905718-13-000138 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130426 DATE AS OF CHANGE: 20130426 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SILICON IMAGE INC CENTRAL INDEX KEY: 0001003214 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 770396307 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-58167 FILM NUMBER: 13788279 BUSINESS ADDRESS: STREET 1: 1140 EAST ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 408-616-4000 MAIL ADDRESS: STREET 1: 1140 EAST ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94085 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Harvey Partners, LLC CENTRAL INDEX KEY: 0001406484 IRS NUMBER: 203760303 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 135 EAST 57TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 389-8760 MAIL ADDRESS: STREET 1: 135 EAST 57TH STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 siliconn13gjan13.htm SILICON IMAGE 13G siliconn13gjan13.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No.   )*
 
 
SILICON IMAGE, INC.
(Name of Issuer)
 
COMMON STOCK, $0.001 PAR VALUE PER SHARE
(Title of Class of Securities)
 
82705T102
(CUSIP Number)
 
January 24, 2013
(Date of Event Which Requires Filing of this Statement)
 
 
Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:
 
[   ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[   ] Rule 13d-1(d)
 
 
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 
 
 
 
CUSIP NO. 82705T102
 
     
(1)
Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only):
  
 
 
  
 
       Harvey Partners, LLC
  
         20-3760303  
     
 
(2)
Check the Appropriate Box if a Member of a Group (See Instructions)
 (a)  
 
    (b)  
 
         
 
(3)
SEC Use Only
  
     
 
(4)
Citizenship or Place of Organization:   Delaware, United States
  
     
 
Number of Shares Beneficially Owned by
Each Reporting Person With
(5) Sole Voting Power:
4,249,500*
  
(6) Shared Voting Power:
  0*
  
(7) Sole Dispositive Power:
4,249,500*
  
(8) Shared Dispositive Power:
0*
  
 
   
(9)
Aggregate Amount Beneficially Owned by Each Reporting Person:    4,249,500*
   
   
(10)
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): 
   
   
(11)
Percent of Class Represented by Amount in Row (9):    5.46%**
   
   
(12)
Type of Reporting Person (See Instructions):    IA
   
 
*As of January 24, 2013, Harvey SMidCap Fund, LP, a Delaware limited partnership (“SMidCap Fund”), held 701,670 shares of common stock, par value $0.001 per share (the “Common Shares”), and held rights to acquire an additional 182,000 Common Shares, of Silicon Image, Inc., a Delaware corporation (the “Company”).  As of January 24, 2013, Harvey SMidCap Offshore Fund, Ltd., a Cayman Islands exempted company (“SMidCap Offshore Fund”), held 1,501,853 Common Shares and held rights to acquire an additional 388,600 Common Shares. As of January 24, 2013, Harvey QP, LP, a Delaware limited partnership (“Harvey QP”), held 1,171,477 Common Shares and held rights to acquire an additional 303,900 Common Shares.  Harvey Partners, LLC, a Delaware limited liability company (“Harvey Partners”), is the investment manager of SMidCap Fund, SMidCap Offshore Fund and Harvey QP, and, as such, possesses sole power to vote and direct the disposition of all securities of the Company held by SMidCap Fund, SMidCap Offshore Fund and Harvey QP. James A. Schwartz and Jeffrey C. Moskowitz, the Managing Members of Harvey Partners, share voting and investment power with respect to all securities beneficially owned by Harvey Partners.

 

-2-
 
 

 
**Based upon information set forth in the Company’s most recent Annual Report on Form 10-K, as filed with the Securities and Exchange Commission on February 26, 2013, there were 77,003,599 Common Shares outstanding as of December 31, 2012. As a result of the foregoing, for purposes of Reg. Section 240.13d-3, Harvey Partners is deemed to beneficially own 4,249,500 Common Shares, or 5.46% of the Common Shares deemed issued and outstanding as of December 31, 2012. Harvey Partners’ interest in the securities reported herein is limited to the extent of its pecuniary interest in SMidCap Fund, SMidCap Offshore Fund and Harvey QP, if any.
 
 
Item 1(a). Name Of Issuer:   Silicon Image, Inc.
 
Item 1(b). Address of Issuer’s Principal Executive Offices:  
 
       1140 East Arques Avenue
       Sunnyvale, California 94085
 
 
Item 2(a). Name of Person Filing:
 
       Harvey Partners, LLC
 
Item 2(b). Address of Principal Business Office or, if None, Residence:
 
       135 East 57th Street, 24th Floor
       New York, New York 10022
 
Item 2(c). Citizenship:
 
       Harvey Partners, LLC is a Delaware limited liability company.
 
Item 2(d). Title of Class of Securities:   Common Stock, $0.001 par value per share.
 
Item 2(e). CUSIP No.:   82705T102
 
 
Item 3. If This Statement Is Filed Pursuant to Section 240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a:
 
       Not Applicable.
 
 
 
 
-3-
 
 
 
 
Item 4. Ownership:
 
  
 
 
(a)
Amount Beneficially Owned:
 4,249,500*  
         
 
(b)
Percent of Class:
 5.46%**  
         
  (c) Number of shares as to which such person has:    
 
   
(i)
sole power to vote or to direct the vote:
4,249,500*
  
           
   
(ii)
shared power to vote or to direct the vote:
0*
 
           
   
(iii)
sole power to dispose or to direct the disposition of:
4,249,500*
  
           
   
(iv)
shared power to dispose or to direct the disposition of:
0*
 

___________________________________
*As of January 24, 2013, Harvey SMidCap Fund, LP, a Delaware limited partnership (“SMidCap Fund”), held 701,670 shares of common stock, par value $0.001 per share (the “Common Shares”), and held rights to acquire an additional 182,000 Common Shares, of Silicon Image, Inc., a Delaware corporation (the “Company”).  As of January 24, 2013, Harvey SMidCap Offshore Fund, Ltd., a Cayman Islands exempted company (“SMidCap Offshore Fund”), held 1,501,853 Common Shares and held rights to acquire an additional 388,600 Common Shares. As of January 24, 2013, Harvey QP, LP, a Delaware limited partnership (“Harvey QP”), held 1,171,477 Common Shares and held rights to acquire an additional 303,900 Common Shares.  Harvey Partners, LLC, a Delaware limited liability company (“Harvey Partners”), is the investment manager of SMidCap Fund, SMidCap Offshore Fund and Harvey QP, and, as such, possesses sole power to vote and direct the disposition of all securities of the Company held by SMidCap Fund, SMidCap Offshore Fund and Harvey QP. James A. Schwartz and Jeffrey C. Moskowitz, the Managing Members of Harvey Partners, share voting and investment power with respect to all securities beneficially owned by Harvey Partners.
 
**Based upon information set forth in the Company’s most recent Annual Report on Form 10-K, as filed with the Securities and Exchange Commission on February 26, 2013, there were 77,003,599 Common Shares outstanding as of December 31, 2012.  As a result of the foregoing, for purposes of Reg. Section 240.13d-3, Harvey Partners is deemed to beneficially own 4,249,500 Common Shares, or 5.46% of the Common Shares deemed issued and outstanding as of December 31, 2012. Harvey Partners’ interest in the securities reported herein is limited to the extent of its pecuniary interest in SMidCap Fund, SMidCap Offshore Fund and Harvey QP, if any.
 
 
Item 5. Ownership of Five Percent or Less of a Class
 
       Not Applicable.
 
Item 6. Ownership of More Than Five Percent on Behalf of Another Person
 
       Not Applicable.
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
 
       Not Applicable.
 
Item 8. Identification and Classification of Members of the Group
 
      Not Applicable.
 
Item 9. Notice of Dissolution of Group
 
      Not Applicable.
 
 
 
-4-
 
 

 
Item 10.  Certification
 
       By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
 

SIGNATURE
 
       After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
 
April 26, 2013
   
 
HARVEY PARTNERS LLC
   
       
 
By:
/s/ Jeffrey C. Moskowitz
  
   
Name:  Jeffrey C. Moskowitz
Title:  Managing Member
  
   
     

 
 
 
 
Attention: Intentional misstatements or omissions of fact constitute
Federal criminal violations (See 18 U.S.C. 1001)
 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
-5-